The Finder Fee Trap: Investor Introductions Gone Wrong
Paying someone for an investor introduction can trigger SEC broker-dealer rules, risking rescission, enforcement, and loss of your Reg D exemption.
VMG Business Advisory, PLLC
Corporate & Transactional Counsel.
Practical legal and strategic guidance for businesses, founders, and investors.
Based in Buffalo, NY — Serving clients nationwide.
Practice Areas
- Corporate Governance
- Private Offerings & Securities
- Mergers & Acquisitions
- Venture Capital & Startup Financing
- Startup Advisory
- Business & Financial Advisory
- Licensed Professional Firms
- Nonprofit Organizations
- Nuclear/SMR Energy Development
- Outside General Counsel
Latest from the Blog
Why VCs Prefer the Delaware C-Corp - And Why That May Not Be Relevant to You
Entity selection for fundraising-track startups: tax treatment, governance, franchise taxes, foreign qualification, and a practical decision framework for choosing between a Delaware C-Corp and a New York LLC.
Is Crowdfunding Right for Your Business? A Strategic Guide for Founders
Equity crowdfunding, Reg CF, Reg A+, and product crowdfunding explained — a strategic guide for founders evaluating crowdfunding as a capital-raising tool.
Key Structural Decisions When Expanding a Foreign Business into the United States
A practical guide to entity selection, tax considerations, and timing decisions for foreign companies establishing U.S. operations.
The Usefulness—and Limits—of Non-Disclosure Agreements
In an era where information is copied, cached, and learned by machines, the old approach to confidentiality no longer suffices. Here’s what modern NDAs must account for.